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Compliance

The Local Trader Code of Practice is an accepted industry standard. It is a mark of credibility and competence and indicates a respectable reputation. Members must sign the code of practice and agree to abide by it.

Full details of the Code are outlined below:

Local Trader Code of Practice

Each member shall comply with this Code and any other Guidance issued by Local Trader from time to time.

1) All transactions

a. Each member shall conduct its business lawfully, comply with all relevant UK and US equivalent legislation and judicial decisions and trade fairly and responsibly.

b. Each member must display their privacy policy prominently and must make available a link to their published trading terms and conditions and these must clearly state if any product/service provision guarantees have been put in place, and what they are, as well as their full returns policy.

c. Each member must publish its privacy policy on a web page named privacy. For example: privacy.html, privacy.php or privacy.asp etc. A link to the privacy page must be prominently displayed at any point on the site where a member collects user data.

d. Each member shall act reasonably and with integrity in the day-to-day conduct of its business.

For example:

i. Provide adequate training for members of its staff, bringing to their attention the principles of this Code and requiring them to carry out their duties in accordance with it. Also, ensure continuous and appropriate training of staff in respect of current legislation and best practice.
ii. Follow where appropriate any requests conveyed to the members by the Council of the Association from the enforcement authorities.
iii. Follow where appropriate any guidance notes issued by the Council of the Association.
iv. Notify the Association of any matters, which might adversely affect the reputation of the industry or of the Association.

e Each member shall:

i. Comply with all relevant government legislation revisions, updates and amendments. For example:
* Administration of Justice
* Consumer Credit (and regulations thereunder)
* Sex Discrimination
* Disability Discrimination
* Race Relations
* Data Protection
* Consumer Protection
* Criminal Justice
* Unfair Terms in Consumer Contracts Regulations
* Trade Names and Copyrights
* Companies and Sole Trader Acts
* Human Rights
* Mental Health

This list is not exhaustive.

ii. Use plain English in all communications.
iii. All correspondence must show the full business address, telephone number and email address, where used.
iv. In all contacts by staff or agents, ensure that the member's identity is clearly disclosed.
v. All members have a duty to ensure that their agents, subcontractors and subsidiaries comply with the Local Trader's Code and Guidelines.
vi. Comply with all reasonable requests by consumers, clients, or their appointed representatives for information concerning their purchases,agreements and accounts.
vii. All members shall ensure that the Local Trader's Code is available on their own websites, or that they publish a "Compliance" text link from their site which points to this page.

2) Confidentiality

Members must keep in strict confidence any information supplied by consumers or others, except where disclosure is authorised by the consumer or others or permitted or required by law.

3) Complaints

a. Each member shall have in place adequate processes to deal with consumer or client complaints, this must contain the following minimum procedure:

i. The management level at which complaints are handled
ii. The time frame in which complaints are handled
iii. The remedy, if the complainant is not satisfied
iv. Complainants must be advised that one of the remedies is referral of the complaint to Local Trader where appropriate.

b. Members shall deal with complaints speedily, responsively, in a user-friendly fashion and at an appropriate management level.

c. Members' complaints procedures must be made available to the complainant or his/her advisor on request.

d. If a complaint is made to Local Trader in relation to dealing with a member of Local Trader, we will deal with the complaint in accordance with the published complaints procedure.

6) Local Trader

a. Local Trader shall monitor the compliance of members with the Code and shall each year publish a report of the number and types of complaints received.

b. Any instance of non-compliance shall be drawn to the attention of the member concerned. In the event of continued non-compliance, or a serious breach, the Disciplinary Committee will take such action as it deems appropriate, including a warning or recommendation of expulsion of the member concerned from membership.

c. Membership of Local Trader entitles the member to display an approved trade association symbol thereby indicating their adherence to this Code of Practice.

d. The approved trade association symbol is based on a star rating between one and five stars. Adverse star ratings are due to a level of complaints received about a member and/or a level of general non compliance of this code.

e. Each member must inform Local Trader of all Trading Names in use.

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